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DrStockPick.com Stock Report! 11/18/09, INTG, PWRM, RSG, KNOT, ASPN, FFNW

Dr. Stock Pick (November 18th, 2009) Writes:

Dr Stock Pick HOT News & Alerts!

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Wednesday November 18, 2009

DrStockPick.com Stock Report!

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The InterGroup Corporation (NASDAQ: INTG) today announced that, on November 17, 2009, the Company received notice from the Listing Qualifications Staff of The NASDAQ Stock Market LLC (the “Staff”) indicating that the Staff has determined to grant the Company an extension to evidence compliance with the minimum $2.5 million stockholders’ equity requirement for continued listing on The NASDAQ Capital Market, through January 28, 2010. An extension to January 28, 2010 represents the full extent of the Staff’s discretion in

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AAPL, PWRM, GOOG, CSRH, C, CVAT, INTC, AQNM, IBM, DrStockPick.com Stock Report!

Dr. Stock Pick (October 12th, 2009) Writes:

Dr Stock Pick HOT News & Alerts!

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Monday October 12, 2009

DrStockPick.com Stock Report!

AAPL, PWRM, GOOG, CSRH, C, CVAT, INTC, AQNM, IBM

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AAPL, Apple Inc. and GOOG, Google Inc.

AAPL and its wholly owned subsidiaries design, manufacture, and market personal computers, portable digital music players, and mobile communication devices, and sell various related software, services, peripherals, and networking solutions.

GOOG, a technology company, maintains index of Websites and other online content for users, advertisers, Google network members, and other content providers.

Arthur Levinson has resigned from GOOG’s board, averting a potential showdown with government regulators over his overlapping job as a director for computer and gadget maker

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FINRA Increases Margin Limits On Leveraged ETFs

IndexUniverse Staff (September 3rd, 2009) Writes:

FINRA ups margin limits in effort to curtail volatility in retail accounts of leveraged exchange-traded products.

 

The Financial Industry Regulatory Authority  is imposing increased margin limits on purchases of leveraged and inverse exchange-traded funds in an attempt to curtail the volatility such products impose on retail investors. Starting on Dec. 1, the maintenance margin requirement for leveraged long- and short-ETFs will be increased by a percentage commensurate with the leverage employed by the ETF.

This amount will not be allowed to exceed 100% of the value of the ETF. For example, on an ETF leveraged by 200%, the new margin maintenance requirement will be 75% of the value of the ETF. FINRA also is increasing the maintenance margin requirements for listed and over the-counter uncovered options on leveraged ETFs. Currently, the maintenance margin requirement for leveraged long ETFs is 25%, while the maintenance margin requirement

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PennyOmega.com Stock Report! 9/01/09, AOLG, NKE, BECN, MJNA, SQNM, SNWL

Penny Omega (September 1st, 2009) Writes:

 

PennyOmega.com Hot Stock News & Alerts!

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Tuesday September 1st, 2009

PennyOmega.com Stock Report!

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Atlas Oil and Gas, Inc. (OTCBB:AOLG), which focuses on the potential for major exploration and production reclamation projects in the oil and gas sector, today received approval from the Financial Industry Regulatory Authority (FINRA) to change its corporate name to Cheyenne Resources Corp., and its trading symbol to CYRS on the

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Goldman Subpoenaed on Trading Tips – Analyst Blog

Zacks Market Commentaries (August 27th, 2009) Writes:
Goldman Sachs Group Inc. (GS) was recently subpoenaed by the Secretary of the Commonwealth of Massachusetts, William Galvin, to investigate charges that the company provided preferential treatment to big clients.

The subpoena includes investigation of documents associated with secret trading tips, where Goldman Sachs allegedly gave certain traders short-term advice that differed from its long-term research.

The investigation aims to protect investor interest by assessing the basis of verbal short-term stock tips given to the firm's clients and whether the analysis presented was exact, meticulous and open. Galvin expressed concerns that analysts' short-term trading tips to top clients disadvantaged some Goldman customers who may have relied on the firm's longer-term research to make investment decisions.

The tips are also being examined by both the Financial Industry Regulatory Authority and the Securities and Exchange Commission. As of now, Goldman is the only bank under scrutiny, but there is strong

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DrStockPick.com Stock Report! 8/19/09, EMIS, LVCA, SBCF, MER, ARCC, DRAM

Dr. Stock Pick (August 19th, 2009) Writes:

DrStockPick.com Stock Report!

Wednesday August 19, 2009

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Emisphere Technologies, Inc. (OTC BB: EMIS) today announced that it has received commitments from two institutional investors to purchase $4 million of securities in a registered direct offering. Emisphere entered into a securities purchase agreement with these investors pursuant to which Emisphere has agreed to sell an aggregate of 5,714,286 shares of its common stock and warrants to purchase up to 2,685,714 additional shares of its common stock. Each unit, consisting of one share of common stock and a warrant to purchase 0.47 of a share of common stock, will be sold for a purchase price of $0.70.

Lake Victoria Mining Company, Inc.

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Wall Street vs. Main Street: The Regulatory Battle Begins Tomorrow

Jim Musselwhite (June 16th, 2009) Writes:

By Shah Gilani
Contributing Editor
Money Morning

[Editor’s Note: Is it a new bull market, or just a bear-market rally that’s going to separate investors from the last of their cash? For the shrewdest investors, it may not matter. A new offer from Money Morning is a two-way win for investors: Noted commentator Peter D. Schiff’s new book – “The Little Book of Bull Moves in Bear Markets” – shows investors how to profit no matter which way the market moves, while our monthly newsletter, The Money Map Report, provides ongoing analysis of the global financial markets and some of the best profit plays you’ll find anywhere – including such markets as Taiwan and China. To find out how to get both, check out our newest offer.

To read a related story on how the long-term dismantling of U.S. banking regulations set …

eDOORWAYS Corp. (EDWY.OB) Regains OTCBB Status

QualityStocks (March 31st, 2009) Writes:

eDOORWAYS announced today that its application with FINRA (Financial Industry Regulatory Authority) to return to the OTCBB has been accepted. Gary Kimmons, CEO of eDOORWAYS Corporation, commented, “I’ve said it before, moving back to the OTCBB has long been a goal for the company. Today, we are just elated to be back. We could not have asked for a better surprise.”

Kimmons added, “Currently, I think we’re in pretty good shape. Our financial position is strengthening. Shareholder value appears to be continually improving. New investment opportunities are presenting themselves. And most importantly, our brand is just about ready to engage and bring a whole new world to the web. Once the matter of the 10K is resolved, we’ll excitedly look forward to announcing the launch date sometime during the second quarter of 09. I’d say, in my opinion, the company’s outlook is positive.”

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eDOORWAYS Corp. (EDWY.PK) Files Application to List on OTCBB Market

QualityStocks (February 26th, 2009) Writes:

Today, eDOORWAYS announced that it has filed an application with FINRA (Financial Industry Regulatory Authority) to move the company back on the OTCBB. Gary Kimmons, CEO of eDOORWAYS Corporation, stated, “In the recent past I said that moving back to the OTCBB has long been a goal for the company. Today, that goal is one step closer to being fulfilled.”

The company explained that after application is made with FINRA, there is normally a 30-day waiting period. However, it is anticipated that eDOORWAYS will get a much faster response. As long as there are no substantial comments from the regulatory agency, it is expected that the company will be back on the OTCBB in the next two months.

“This year is shaping up for us really nicely so far,” commented Kimmons. “We’re surely demonstrating our intention to make big strides this year by simply

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SEC Charges R. Allen Stanford, Stanford International Bank for Multi-Billion Dollar Investment Scheme

Fred Fuld (February 18th, 2009) Writes:

The Securities and Exchange Commission today charged Robert Allen Stanford and three of his companies for orchestrating a fraudulent, multi-billion dollar investment scheme centering on an $8 billion CD program.br /br /Stanford’s companies include Antiguan-based Stanford International Bank (SIB), Houston-based broker-dealer and investment adviser Stanford Group Company (SGC), and investment adviser Stanford Capital Management. The SEC also charged SIB chief financial officer James Davis as well as Laura Pendergest-Holt, chief investment officer of Stanford Financial Group (SFG), in the enforcement action.br /br /Pursuant to the SEC’s request for emergency relief for the benefit of defrauded investors, U.S. District Judge Reed O’Connor entered a temporary restraining order, froze the defendants’ assets, and appointed a receiver to marshal those assets.br /br /”As we allege in our complaint, Stanford and the close circle of family and friends with whom he runs his businesses perpetrated a massive fraud based on false promises and fabricated …


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